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Some
emotions don't make a lot of noise. It's hard to hear pride.
Caring is a real faint-like a heartbeat. And pure love-why some days
it is so quiet, you don't even know it's
there-
Erma Bombeck

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The Health Insurance Portability and Accountability
Act
Welcome
to our practice. The Health Insurance Portability and Accountability
Act (HIPAA) has created new patient protections surrounding the use of
protected health information . Commonly referred to as the "medical
records privacy law", HIPAA provides patient protections related to
the electronic transmission of data ("the transaction rules"),
the keeping and use of patient records ("privacy rules"), and
storage and access to health care records ("the security
rules"). HIPAA applies to all health care providers, including mental
health care. Providers and health care agencies throughout the Country are
now required to provide patients a notification of their privacy rights as
it relates to their health care records. You may have already received
similar notices such as this one from your other health care providers.
I. Preamble
The Psychology Licensing Law provides extremely strong privileged
communication protections for conversations between your Psychologist and
you in the context of your established professional relationship with your
Psychologist. There is a difference between privileged conversations and
documentation in your mental health records. Records are kept documenting
your care as required by law, professional standards, and other review
procedures. HIPAA very clearly defines what kind of information is to be
included in your "designated medical record" as well as some
material, known as "Psychotherapy Notes" which is not accessible
to insurance companies and other third-party reviewers and in some cases,
not to the patient himself/herself.
HIPAA provides privacy protections about your personal health information,
which is called "protected health information" which could
personally identify you. PHI consists of three (3) components: treatment,
payment, and health care operations.
Treatment refers to activities in which I provide, coordinate or manage
your mental health care or other services related to your mental health
care. Examples include a psychotherapy session, psychological testing, or
talking to your primary care physician about your medication or overall
medical condition.
Payment is when I obtain reimbursement for your mental health care. The
clearest
example of this parameter is filing insurance on your behalf to help pay
for some of the costs of the mental health services provided you.
Health care operations are activities related to the performance of my
practice such as quality assurance. In mental health care, the best
example of health care operations is when utilization review occurs, a
process in which your insurance company reviews our work together to see
if you care is "really medically necessary."
The use of your protected health information refers to activities my
office conducts for filing your claims, scheduling appointments, keeping
records and other tasks within my office related to your care. Disclosures
refer to activities you authorize which occur outside my office such as
the sending of your protected health information to other parties (i.e.,
your primary care physician, the school your child attends).
II. Uses and Disclosures of Protected Health Information Requiring
Authorization
Tennessee requires authorization and consent for treatment, payment and
healthcare operations. HIPAA does nothing to change this requirement by
law in Tennessee. I may disclose PHI for the purposes of treatment,
payment and healthcare operations with your consent. You have signed this
general consent to care and authorization to conduct payment and health
care operations, authorizing me to provide treatment and to conduct t
administrative steps associated with your care (i.e., file insurance for
you).
Additionally, if you ever want to me to send any of your protected health
information of any sort to anyone outside my office, you will always first
sign a specific authorization to release information to this outside
party. A copy of that authorization form is available upon the request.
The requirement of you signing an additional authorization form is an
added protection to help insure your protected health information is kept
strictly confidential. An example of this type of release of information
might be your request that I talk to your child’s school teacher about
his/her ADHD condition and what this teacher might do to be of help to
your child. Before I talk to that teacher, you will have first signed the
proper authorization for me to do so.
There is a third, special authorization provision potentially relevant to
the privacy of your records: my psychotherapy notes. In recognition of the
importance of the confidentiality of conversations between
psychologist-patient in treatment settings, HIPAA permits keeping separate
"psychotherapy notes" separate from the overall "designated
medical record." "Psychotherapy notes" cannot be secured by
insurance companies nor can they insist upon their release for payment of
services as has unfortunately occurred over the last two decades of
managed mental health care. "Psychotherapy notes" are my notes
"recorded in any medium by a mental health provider documenting and
analyzing the contents of a conversation during a private, group or joint
family counseling session and that separated from the rest of the
individual’s medical record." "Psychotherapy notes"are
necessarily more private and contain much more personal information about
you hence, the need for increased security of the notes.
"Psychotherapy notes" are not the same as your "progress
notes" which provide the following information about your care each
time you have an appointment at my office: medication prescriptions and
monitoring, assessment/ treatment start and stop times, the modalities of
care, frequency of treatment furnished, results of clinical tests, and any
summary of your diagnosis, functional status, treatment plan, symptoms,
prognosis and progress to date.
Certain payers of care, such as Medicare and Workers Compensation, require
the release of both your progress notes and my psychotherapy notes in
order to pay for your care. If I am forced to submit your psychotherapy
notes in addition to your progress notes for reimbursement for services
rendered, you will sign an additional authorization directing me to
release my psychotherapy notes. Most of the time I will be able to limit
reviews of your protected health information to only your "designated
record set" which includes the following: all identifying paperwork
you completed when you first started your care here, all billing
information, a summary of our first appointment, your mental status
examination, your individualized, comprehensive treatment plan, your
discharge summary, progress notes, reviews of your care by managed care
companies, results of psychological testing, and any authorization letters
or summarizes of care you have authorized me to release on your behalf.
Please note that the actual test questions or raw data of psychological
tests which are protected by copyright laws and the need to protect
patients from unintended, potentially harmful use are not part of your
"designated mental health record."
You may, in writing, revoke all authorizations to disclosure protected
health information at any time. You cannot revoke an authorization for an
activity already done that you instructed me to do or if the authorization
was obtained as a condition for obtaining insurance and Tennessee law
provides the insurer the right to contest the claim under the policy.
III. Business Associates Disclosures
HIPAA requires that I train and monitor the conduct of those performing
ancillary administrative services for my practice and refers to these
people as "Business Associates." In my practice, "business
associates" include our secretaries who provide services such as
typing, making phone calls, and filing insurance claims –all activities
which bring them into some measure of contact with your protected health
information. The only other "business associate" in my office
are my accountants, collection agency and cleaning personnel. In
compliance with HIPAA, I have signed a formal contract with these business
associates which very clearly spells out to them the importance of
protecting your mental health information as an absolute condition for
employment. I train them in my privacy practices, monitor their
compliance, and correct any unlikely errors.
IV. Uses and Disclosures Not Requiring Consent nor Authorization
Protected health information may be released without your consent or
authorization:
* Child abuse * Suspected sexual abuse of a child
* Adult and Domestic Abuse * Health Oversight Activities (i.e., licensing
board for Psychology in Tennessee)
*Judicial or administrative proceedings (i.e., if you are ordered here by
the court for an independent child custody evaluation in a divorce.
* Serious Threat to Health or Safety (i.e., our "Duty to Warn"
Law, national threats)
* Workers Compensation Claims (if you seek to have your care reimbursed
under
*Workers Compensation, all of your care is automatically subject to review
by your employer and/or insurer(s).
I never release any information of any sort for marketing purposes
V. Patient’s Rights and My Duties
You have a right to the following:
* The right to request restrictions
* on certain uses and disclosures of your protected health information
which I may or may not agree to but if I do, such restrictions shall apply
unless our agreement is changed in writing; The right to receive
confidential communications by alternative means and at alternative
locations.
* For example, you may not want your bills sent to your home address so I
will send them to another location of your choosing; The right to inspect
and copy
* of your protected health information in my designated mental health
record set and any billing records for as long a protected health
information is maintained in the record; The right to amend material in
your protected health information, although I may deny an improper request
and/or respond to any amendment(s) you make to your record of care.
* The right to an accounting of nonauthorized disclosures of your
protected health information;
* The right to a paper copy of notices/information from me, even if you
have previously requested electronic transmission of notices/information;
and
* The right to revoke your authorization of your protected health
information except to the extent that action has already been taken.
For more information on how to exercise each of these aforementioned
rights, please do not hesitate to ask me for further assistance on these
matters. I am required by law to maintain the privacy of your protected
health information and to provide you with a notice of your Privacy Rights
and my duties regarding your PHI. I reserve the right to change my privacy
policies and practices as needed with these current designated practices
being applicable unless you receive a revision of my policies when you
come for your future appointment(s). My duties as a Psychologist on these
matters include maintaining the privacy of your protected health
information, to provide you this notice of your rights and my privacy
practices with respect to your PHI, and to abide by the terms of this
notice unless it is changed and you are so notified. If for some reason
you desire a copy of my internal policies for executing privacy practices,
please let me know and I will get you a copy of these documents I keep on
file for auditing purposes.
VI. Complaints
I am the appointed "Privacy Officer" for my practice per HIPAA
regulations. If you have any concerns of any sort, my office may have
somehow compromised your privacy rights, please do not hesitate to speak
to me immediately about this matter. You will always find me willing to
talk to you about preserving the privacy of your protected mental health
information. You may also send a written compliant to the Secretary of the
U.S. Department of Health and Human Services.
VII. Effective Date
This notice shall go into effect April 14, 2003, and remain so unless new
notice provisions effective for all protected health information are
enacted accordingly.
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